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Financial terms in "Banking"

1. cash limit

2. sole owner

3. initial

4. deposit insurance

5. fiscal agent

6. marginal purchase

7. replacement price

8. special notice

9. left

10. hatchet man

11. efficient

12. industrial training

13. CD

14. Lifetime Individual Savings Account

15. CFP franc

16. anticipated balance

17. turn round

18. running total

19. rial

20. PIBOR

21. lieu

22. Hong Kong interbank offer rate (HIBOR)

23. early closing day

24. residue

25. branch manager

26. term deposit

27. human resources department

28. next-day funds

29. decimal point

30. pay yourself first

31. random check

32. precautionary measure

33. token rent

34. overall

35. major

36. bad debt provision

37. invalidity

38. registered letter

39. third party insurance

40. United Nations

41. contra

42. debt-convertible bond

43. compliance examination

44. floppy disk

45. tax adviser

46. Virtual bank

47. highly-geared company

48. final closing date

49. Letter Of Comfort

50. credit freeze

51. per pro

52. pay packet

53. back payment

54. raw data

55. closed-end transaction

56. straight paper

57. split-level investment trust

58. land agent

59. workspace

60. graduate entry

61. pre-financing

62. underlying value

63. structural

64. society

65. deposit transfer

66. automaker

67. Term Asset-Backed Securities Loan Facility

68. unconditionally

69. rightful claimant

70. production line

71. money-making

72. Lombard rate

73. stock market valuation

74. auction system

75. Time draft

76. red

77. Investors in Industry

78. low balance method

79. Australian Bankers Association (ABA)

80. viewdata

81. private placing

82. Serious Fraud Office

83. balance

84. universal savings account

85. competitive devaluation

86. incentive bonus

87. 90-day savings account

88. main market

89. Federal Home Loan Bank

90. all savers certificate

91. dear

92. Supply Bill

93. on demand

94. National bank

95. International Bank for Reconstruction and Development

96. small-scale

97. tax assessment

98. Lloyd's Register

99. pay-cheque

100. positive

Note: Maximum 100 records reached. Please narrow your search.

Featured term of the day

Definition / Meaning of

Financial Industry Regulation Authority

Categories: Finance,

A regulatory body that resulted from merging the NASD and the NYSE regulatory committees. From the 2011 FINRA website, "The financial industry regulatory authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA’s mission is to protect America’s investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees nearly 4,535 brokerage firms, about 163,620 branch offices and approximately 631,640 registered securities representatives. FINRA touches virtually every aspect of the securities business—from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution forum for investors and registered firms. We also perform market regulation under contract for the major U.S. stock markets, including the new york stock exchange, nyse arca, NYSE Amex, The nasdaq stock market and the international securities exchange."

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