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Financial terms in "Banking"

1. available

2. third

3. floor space

4. part delivery

5. sales fee

6. European Regional Development Fund

7. null

8. earnings drift

9. researcher

10. optimism

11. stock market manipulator

12. roll

13. banking supervision

14. long-tail business

15. Securities and Futures Authority

16. issued price

17. future

18. secondment

19. interest dates

20. nail

21. risk-weighted asset

22. lapsed policy

23. Lender Of Last Resort

24. designer

25. Red Book

26. assay mark

27. statement stuffer

28. receiving bank

29. tie up

30. price tag

31. excess profit

32. Jumbo CD

33. savings club

34. Murphy's Law

35. mortgage refinancing

36. currency band

37. term deposit

38. Recapitalise

39. on approved credit

40. Mutual savings bank

41. reserve bank

42. express

43. capital-protected fund

44. senior manager

45. stale

46. underbidder

47. mature

48. approximation

49. quantity purchase

50. unit-linked insurance

51. ethical index

52. VAT declaration

53. drafting

54. automatic data processing

55. swap bank

56. modified payoff

57. collector

58. early

59. confidence letter

60. Overseas Private Investment Corporation (OPIC)

61. real-time system

62. lifestyle audit

63. screen trading

64. first-class mail

65. banknote

66. Datastream

67. random check

68. reader/sorter

69. benefit in kind

70. Expedited Funds Availability Act (EFAA)

71. put down

72. covering letter

73. waiver clause

74. final salary scheme

75. Compulsory Purchase

76. eligible

77. creative accountancy

78. full repairing lease

79. luncheon voucher

80. forwarding agent

81. agreed price

82. pay out

83. bid basis

84. good standing

85. share issue

86. money market basis

87. graduate

88. export department

89. second banking directive

90. second-ranker

91. pessimism

92. revalue

93. financial management

94. momentum investor

95. paying-in slip

96. real-time gross settlement system

97. go into business

98. collect

99. cut-price

100. access fee

Note: Maximum 100 records reached. Please narrow your search.

Featured term of the day

Definition / Meaning of

NASD

Categories: Brokerages, Compliance and Governance,

NASD is the largest self-regulatory organization (SRO) in the United States. Formerly known as the national association of securities dealers, NASD regulates broker-dealer firms and licenses registered representatives - better known as stockbrokers - who make a business of trading securities. In addition, NASD regulates trading in stocks, mutual funds, variable annuities, corporate bonds, and futures and options contracts on securities, and acts as regulator for a number of securities exchanges, NASD also reviews materials that investment companies provide to their clients and prospective clients to ensure those materials comply with the relevant guidelines. Through its BrokerCheck database, NASD provides a resource for investors to check the credentials of people and firms with whom they're considering working. The NASD website also provides investor education and alerts on current issues of importance to investors. Finally, NASD also resolves disputes between broker-dealers and their clients, through either mediation or arbitration. NASD disciplines firms and individuals who violate the rules.

Most popular terms

1. Section 15 Declaration Of Incontestability
2. U.S. Treasury Securities
3. Retaliation Claims
4. Hacker
5. Ordinance Or Law Coverage
6. Committee On Uniform Security Identification Procedures (CUSIP) Service Bureau
7. Preference Shares
8. Mere Descriptiveness
9. Unit Investment Trust (UIT)
10. Risk Manager

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