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Financial terms in "Brokerages"

1. demo account

2. independent introducing broker

3. negative obligation

4. call money rate

5. Opening Automated Reporting System (OARS)

6. ginzy trading

7. Agent

8. secondary distribution

9. wealth management

10. Margin Call

11. buying on margin

12. real-time trade reporting

13. Underwriter

14. private placement

15. CFA Institute

16. Long Market Value

17. dealing board

18. principal trade

19. advisory account

20. shelf registration

21. retail brokerage

22. credit balance

23. margin buying

24. Liquidate

25. Chinese Wall

26. wash trade

27. buy the book

28. limit order book

29. cancel

30. market maker spread

31. Open order

32. Money market account

33. at call

34. or better

35. Rule 15c3-1

36. broker loan

37. Brokerage account

38. differential

39. cage

40. composite tape

41. risk category

42. cross

43. disclosure requirements

44. insurance intermediary

45. participate but do not initiate

46. Designated Order Turnaround

47. fractional discretion order

48. desk trader

49. Maintenance Fee

50. discount broker

51. member's rate

52. forward trading

53. Investment bank

54. online broker

55. dealer market

56. brokerage allowance

57. ECN broker

58. comparison

59. Discretionary Order

60. FINRA BrokerCheck


62. Internalization

63. going away

64. Canadian Investor Protection Fund (CIPF)

65. carrying broker

66. customer protection rule

67. Securities Investor Protection Act of 1970

68. Floor Trader

69. Glass-Steagall Act

70. liquidation

71. Corporate Securities Limited Representative

72. Markup

73. guaranteed introducing broker

74. new account report

75. commercial broker

76. contra broker

77. trailing stop loss

78. Lead underwriter

79. margin loan

80. central limit order book

81. clearing broker

82. Floor broker

83. exchange seat

84. retail broker

85. securities analyst

86. blanket recommendation

87. syndicate member

88. forward premium (or discount)

89. Correspondent

90. Form T

91. dual trading

92. commission-only compensation

93. Central Registration Depository

94. affirmative obligations

95. folio

96. best-execution requirement

97. lessee member

98. Electronic Quotation Service

99. five hundred dollar rule

100. custodial fee

Note: Maximum 100 records reached. Please narrow your search.

Featured term of the day

Definition / Meaning of

Self-insured Retention (SIR)

Categories: Insurance,


Most popular terms

1. Individual Retirement Arrangement (IRA)
2. MCS-90 Endorsement
3. Committee On Uniform Security Identification Procedures (CUSIP) Service Bureau
4. Genetic Information Nondiscrimination Act (GINA) Of 2008
5. Systematic Withdrawal
6. Brokerage Firm
7. Inflation-protected Security (TIPS)
8. Dirty Bomb
9. Nonprofit
10. Contingent Commission

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