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Financial terms in "Brokerages"

1. Contingency order

2. firewall

3. Margin

4. brokerage allowance

5. broker's call

6. introducing broker

7. AutEx

8. tombstone

9. sell

10. closed out

11. receive against payment

12. gross per broker

13. performance fee

14. stopped stock

15. passive market-making

16. custodial fee

17. twisting

18. indirect holding system

19. countermand

20. National Introducing Brokers Association (NIBA)

21. Specialist

22. Market order

23. underwriting group

24. front running

25. wash trade

26. ginzy trading

27. crossing

28. National Securities Trade Association

29. Stockbroker

30. CFA Institute

31. clearing

32. forward premium (or discount)

33. cross

34. brokerage

35. negotiated commission

36. National Securities Clearing Corporation

37. Securities and Exchange Commission

38. direct market access

39. in street name

40. margin level

41. margin loan

42. cancel

43. limit order book

44. bid wanted in competition (BWIC)

45. cancel order

46. Clearinghouse

47. variation margin

48. clearance

49. NASD

50. Central Registration Depository

51. customer protection rule

52. Long Market Value

53. ECN broker

54. buy limit order

55. Discretionary Order

56. broker booth support system (BBSS)

57. retail brokerage

58. underwriter's warrants

59. NSCC

60. General Mortgage Associate

61. Open order

62. scienter

63. online broker

64. acknowledge

65. Division of Investment Management

66. broker price opinion (BPO)

67. abeyance

68. blanket recommendation

69. segregated account

70. disclosure requirements

71. limited discretion

72. net capital ratio

73. Glass-Steagall Act

74. Underwriter

75. squawk box

76. fund supermarket

77. investment banker

78. all or none

79. at best

80. balance

81. Day order

82. daisy chaining

83. Stop order

84. member's rate

85. spinning

86. receive versus payment

87. Good Til Canceled

88. Automated Order Entry System

89. investment security

90. Electronic Quotation Service

91. commission-only compensation

92. market not held order

93. Series 7

94. best-execution requirement

95. same-day substitution

96. Office of Compliance Inspections and Examinations (OCIE)

97. credit balance

98. market maker spread

99. crossed trade

100. Securities Industry Automation Corporation (SIAC)

Note: Maximum 100 records reached. Please narrow your search.

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6. Other Structures: Homeowners Policy
7. Statute Of Limitations
8. Contractors Professional Liability Insurance
9. ConsensusDOCS
10. Margin Clause

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