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Financial terms in "Brokerages"

1. online broker

2. Investment Company Act of 1940

3. Canadian Investor Protection Fund (CIPF)

4. cage

5. Markup

6. Floor Trader

7. nonmember firm

8. carrying broker

9. order flow

10. commission broker

11. broker/dealer

12. five percent rule

13. principal trade

14. AutEx

15. stake

16. separately managed account

17. due diligence meeting

18. wrap fee

19. Sell Limit Order

20. wire house broker

21. fairness opinion

22. Money market account

23. financial analyst

24. member's rate

25. Chinese Wall

26. usable margin

27. investment banking

28. lessee member

29. in street name

30. introducing broker

31. limited discretion

32. brokerage house

33. CRD

34. covered write

35. market not held order

36. forward delivery

37. Pink Sheets

38. insurance intermediary

39. Division of Enforcement

40. NYSE

41. SIPC

42. wealth management

43. inactive account

44. futures brokers

45. Office of Compliance Inspections and Examinations (OCIE)

46. Division of Investment Management

47. hypothecation agreement

48. new account report

49. Fill or kill

50. crossing

51. agency basis

52. customer protection rule

53. firewall

54. facilitation

55. Financial Industry Regulatory Authority

56. average ticket

57. dark pools

58. Limit order

59. commission house

60. bid wanted in competition (BWIC)

61. commercial broker

62. best-execution requirement

63. Margin Account

64. Custodian

65. electronic blue sheet

66. crowd

67. broker association

68. shelf registration

69. Merchant Bank

70. direct access broker

71. Blue sky laws

72. quote ticker

73. Custodial account

74. five hundred dollar rule

75. Securities and Exchange Commission

76. advisor account

77. sell plus

78. advisory account

79. investment banker

80. special bond account

81. independent introducing broker

82. investment banking group

83. liquidation

84. ginzy trading

85. abeyance

86. Discretionary Order

87. conversion cost

88. net capital ratio

89. FINRA BrokerCheck

90. clearing corporation

91. Clearing firm

92. in-house

93. limit order book

94. NASD Dispute Resolution, Inc.

95. Capital Builder Account

96. market if touched order

97. brokerage allowance

98. soft commission arrangement

99. Clearinghouse

100. contingent order

Note: Maximum 100 records reached. Please narrow your search.

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