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Financial terms in "Compliance and Governance"

1. Registered Company

2. National Credit Union Administration

3. NAIC

4. Proxy statement

5. FIMBRA

6. FINRA

7. control

8. general undertaking

9. Regulation Z

10. MD

11. Options Clearing Corporation

12. minutes

13. Uniform transfers to minors act

14. BaFin

15. co-director

16. Financial Services Authority

17. Minority interest

18. deregulation

19. CH

20. company registrar

21. Office of Management and Budget

22. UGMA

23. associate director

24. Outside director

25. Personal Investment Authority

26. corporate resolution

27. Suitability rules

28. Statement of Financial Accounting Standards

29. OMB

30. Statutory voting

31. CEO

32. Annual meeting

33. CUSIP

34. SC

35. corporate governance

36. Proxy vote

37. Cumulative voting

38. SEC

39. Quorum

40. regulatory agency

41. Resolution

42. directors' report

43. Ordinary Resolution

44. Bylaws

45. UCC

46. Rule 144

47. Special Resolution

48. regulation

49. Ombudsman

50. Registrar

51. Monopolies and Mergers Commission

52. Office of Thrift Supervision

53. Markets in Financial Instruments Directive

54. Financial Services Act

55. Financial Industry Regulatory Authority

56. Watchdog

57. Delisting

58. Securities and Exchange Commission

59. Securities and Investments Board

60. Companies House

61. Takeover Panel

62. NASD

63. compliance

64. directorate

65. Proxy fight

66. Securities and Futures Authority

67. proxy form

68. Companies Registration Office

69. Executive Director

70. general meeting

71. boardroom

72. Trade Descriptions Act

73. Annual General Meeting

74. Serious Fraud Office

75. Annual report

76. CFTC

77. prudential ratio

78. Office Of Fair Trading

79. Regulation D

80. Ex Officio

81. Proxy

82. executive officer

83. chairman's report

84. National Association of Securities Dealers

85. Regulation S-X

86. Articles Of Association

87. corporate planning

88. Disclosure

89. Articles of incorporation

90. registration fee

91. FSA

92. Chief Executive Officer

93. Regulation T

94. Commodity Futures Trading Commission

95. Committee on Uniform Securities Identification Procedures

96. Registration Statement

97. Investment Management Regulatory Organisation

98. Statements of Standard Accounting Practice

99. Board of Directors

100. Building Societies Ombudsman

Note: Maximum 100 records reached. Please narrow your search.

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