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Financial terms in "Compliance and Governance"

1. Proxy fight

2. Chief Executive Officer

3. SEC

4. Securities and Futures Authority

5. Proxy statement

6. Options Clearing Corporation

7. Committee on Uniform Securities Identification Procedures

8. prudential ratio

9. corporate resolution

10. Quorum

11. general meeting

12. Investment Management Regulatory Organisation

13. Personal Investment Authority

14. Financial Industry Regulatory Authority

15. Statutory voting

16. UGMA

17. Office of Thrift Supervision

18. NASD

19. Building Societies Ombudsman

20. Office Of Fair Trading

21. Registration Statement

22. accountability

23. Uniform Commercial Code

24. Companies House

25. Articles of incorporation

26. MD

27. National Credit Union Administration

28. Regulation T

29. regulation

30. CUSIP

31. OMB

32. directorate

33. National Association of Securities Dealers

34. directors' report

35. proxy form

36. chief executive

37. BaFin

38. Securities and Investments Board

39. Resolution

40. Ordinary Resolution

41. NAIC

42. deregulation

43. FIMBRA

44. CEO

45. Ex Officio

46. Minority interest

47. Annual meeting

48. Takeover Panel

49. Registrar

50. Board of Directors

51. Proxy vote

52. Rule 144

53. Statements of Standard Accounting Practice

54. executive officer

55. minutes

56. Cumulative voting

57. Delisting

58. Securities and Exchange Commission

59. Uniform transfers to minors act

60. Regulation S-X

61. Disclosure

62. company registrar

63. CFTC

64. registration fee

65. Ombudsman

66. CH

67. Annual General Meeting

68. Watchdog

69. Serious Fraud Office

70. Suitability rules

71. Markets in Financial Instruments Directive

72. UCC

73. Compliance Officer

74. FSA

75. Office of Management and Budget

76. Articles Of Association

77. Special Resolution

78. general undertaking

79. Trade Descriptions Act

80. associate director

81. Monopolies and Mergers Commission

82. Proxy

83. Regulation Z

84. Financial Services Authority

85. control

86. corporate governance

87. compliance department

88. regulatory agency

89. Commodity Futures Trading Commission

90. Companies Registration Office

91. Executive Director

92. boardroom

93. Outside director

94. self-regulation

95. FINRA

96. SC

97. Registered Company

98. Bylaws

99. co-director

100. corporate planning

Note: Maximum 100 records reached. Please narrow your search.

Featured term of the day

Definition / Meaning of

Statute Of Limitations

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8. National Association Of Securities Dealers Automated Quotations System
9. Employee Retirement Income Security Act Section 510
10. Dilution

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