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Financial terms in "Compliance and Governance"

1. compliance

2. Office of Management and Budget

3. Securities and Futures Authority

4. OMB

5. Proxy

6. Chief Executive Officer

7. Securities and Investments Board

8. Watchdog

9. deregulation

10. Trade Descriptions Act

11. NAIC

12. corporate governance

13. directorate

14. Regulation Z

15. Takeover Panel

16. co-director


18. Ombudsman

19. Monopolies and Mergers Commission

20. chairman's report

21. proxy form

22. Suitability rules

23. Regulation S-X

24. corporate planning

25. boardroom

26. CFTC

27. Statement of Financial Accounting Standards

28. Annual General Meeting

29. directors' report

30. CEO

31. company registrar

32. Annual meeting

33. Quorum

34. Ordinary Resolution

35. SEC

36. Disclosure

37. regulatory agency

38. Resolution

39. accountability

40. National Credit Union Administration

41. Registered Company

42. Companies Registration Office

43. Rule 144

44. Outside director

45. Statutory voting

46. registration fee

47. Compliance Officer

48. Markets in Financial Instruments Directive

49. Financial Services Authority

50. Office of Thrift Supervision

51. Proxy statement

52. general undertaking

53. regulation

54. control

55. Serious Fraud Office

56. SC

57. NASD

58. UCC

59. corporate resolution

60. Uniform Commercial Code

61. Regulation T


63. MD

64. compliance department

65. FSA

66. Articles Of Association

67. Investment Management Regulatory Organisation

68. Bylaws

69. Registration Statement

70. executive officer

71. Annual report

72. CH

73. Ex Officio

74. Proxy fight

75. Uniform transfers to minors act

76. Personal Investment Authority


78. Registrar

79. Minority interest

80. Regulation D

81. self-regulation

82. National Association of Securities Dealers

83. Executive Director

84. Securities and Exchange Commission

85. chief executive

86. general meeting

87. Committee on Uniform Securities Identification Procedures

88. Office Of Fair Trading

89. UGMA

90. Commodity Futures Trading Commission

91. Special Resolution

92. Options Clearing Corporation

93. Articles of incorporation

94. Building Societies Ombudsman

95. associate director

96. minutes

97. prudential ratio

98. Board of Directors

99. BaFin

100. Proxy vote

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Featured term of the day

Definition / Meaning of

Use In Commerce

Categories: Patent,

For the purpose of obtaining federal registration, "commerce" means all commerce that the U.S. Congress may lawfully regulate; for example, interstate commerce or commerce between the U.S. and another country. "Use in commerce" must be a bona fide use of the mark in the ordinary course of trade, and not use simply made to reserve rights in the mark. Generally, acceptable use is as follows: For goods: the mark must appear on the goods, the container for the goods, or displays associated with the goods, and the goods must be sold or transported in commerce. For services: the mark must be used or displayed in the sale or advertising of the services, and the services must be rendered in commerce. If you have already started using the mark in commerce, you may file based on that use. A "use" based application must include a sworn statement(usually in the form of a declaration) that the mark is in use in commerce, listing the date of first use of the mark anywhere and the date of first use of the mark in commerce. A properly worded declaration is included in the USPTO standard application form. The applicant or a person authorized to sign on behalf of the applicant must sign the statement. The application should include a specimen showing use of the mark in commerce.

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